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[IP] more on Response to David Reed





Begin forwarded message:

From: "David P. Reed" <dpreed@xxxxxxxx>
Date: September 7, 2006 4:18:56 PM EDT
To: dave@xxxxxxxxxx
Subject: Re: [IP] Response to David Reed

I don't think Brett's comments read on anything I said.

The major points I made were: 1) The Shannon-Hartley theorem does not define a limit to the capacity of the spectrum, which most definitely is what Brett was asserting. 2) Brett's comments were properly read as political, which his most recent letter confirms, which summarizes itself by "I have always advocated ...".

I'm not sure where Brett concludes that I suggested that sophisticated technology could remove all constraints on electromagnetic communications. Rereading my letter, I find no such suggestion. The only suggestion I find in my letter was that Brett's understanding of Shannon-Hartley theorem does not provide a limit to the capacity of the spectrum.

I suppose Brett is choosing to read into my letter some political proposal. I was not making any such proposal there, other than a negative one - that Brett's argument that Shannon-Hartley Theorem is a compelling liimit that should define our spectrum policy is fundamentally incorrect. In other words, he misreads the theorem, and further that it somehow is a law of electromagnetism.

You can read textbooks on electromagnetic physics at any level, and you will not find Shannon-Hartley. You can read textbooks on cosmology and you will not find Shannon-Hartley either. Shannon- Hartley is not a physical law - it is a mathematical theorem. Like any theorem, it is a tautology, given its postulates. The question is whether the situation it describes, a channel that has certain properties, describes a particular situation, or every situation. The SH theorem describes some simple situations quite well. It's worth teaching. But it does not describe the radio environment of any radio very accurately.

A "channel" is a mathematical object only: a function that combines a set of inputs to produce an output - not a physical phenomenon at all, but the most information-free abstraction.

Adding gaussian white noise to the signal at the receiver is the function of an AWGN channel, which is the ONLY channel the SH theorem describes.

Whatever limits there are, they do NOT derive from the Shannon Hartley theorem, which describe an AWGN channel, a *purely* mathematical construct (there is no physics in the Shannon-Hartley theorem - None!) They can be properly derived from using information theory IF you base your theory on well-founded physical assumptions that are actually true facts. That is, you must prove that the actual electromagnetic field that makes up the universe is Gaussian. That is manifestly not true, and every astronomer knows that it is not. There is structure everywhere - entropy is not maximized. It's the basis of modern physics. It *is* true that in physics books, we say "posit a perfect vacuum with only two conducting bodies" and pure blackbody radiation at thermal equilibrium. But we do that because we can analyze the situation - not because the world is Gaussian in fact.

Many people similarly probably believes that intro physics (college Physics I) uses simple linear differential equations because the universe has been proven to be continuous and differentiable. That is not why intro physics courses use such models. It is merely because they are tractable, and for many problems, the error is not too great.

Enough about Shannon-Hartley not addressing the laws of physics, which are crucial. I could go on about the physics that are not included in Shannon Hartley, but it would be silly.

The other problem with Brett's comments is his statement "from the perspective of the receiver, the undesired signals are simply noise". There is a difference between undesired signals and noise. Noise is technically quite different from undesired signals. What makes noise different is that noise is unpredictable, whereas signals are indeed predictable. Signals are designed to be decoded. Noise is not. That distinction is crucial to an information theorist. As I mentioned in my earlier note, the "multiple access channel" (which you can read about if you like in basic information theory texts, such as Cover and Thomas) are not covered by the Shannon Hartley theorem. If you have two signals plus noise, the limit of the receiver's capacity is not, as Brett would imply in the "undesired signal is simply noise" in S-H theorem:
    R = W log(1 + S1/(S2+N)).

Instead the system of two transmitters and one receiver can achieve a rate of:

   R = W log(1+ (S1+S2)/N).

This is substantially larger than Brett's casual assertion would predict (S2 is in the numerator rather than the denominator!) While it may be the case that the receiver actually considers S2 to be undesirable, nonetheless, it may be that it can act as a repeater for S2, which makes the system as a whole more efficient, since the transmitter of S2 can then get the gain inherent in using repeating and/or diversity as a result.

So in the context of the *system as a whole* this larger capacity has ramifications that multiply capacity.

It has recently been demonstrated (using information theory and a conservative physical propagation model) by Tse and others that the communications capacity of a set of radios operating as an adhoc net in a common medium can scale linearly in the number of radios. This is not modeled by the Shannon-Hartley theorem. In fact, the regulatory model of the US presumes the spectrum has a communications capacity that is independent of the number of radios in it - that in fact putting out more radios will either disrupt communications or at best share a limited resource.

The "limited resource" claim about spectrum is just plain wrong on a technical basis. Advocacy has nothing to do with it. In this letter and my previous letter, I am not advocating a policy solution. I am merely pointing out that Brett's claims are centered around advocacy, and that his technical claims are wrong.









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