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[IP] FCC OPENS PROCEEDING ON SMART RADIOS




Delivered-To: dfarber+@xxxxxxxxxxxxxxxxxx
Date: Wed, 17 Dec 2003 17:41:18 -0800
From: Dewayne Hendricks <dewayne@xxxxxxxxxxxxx>

FOR IMMEDIATE RELEASE:  NEWS MEDIA CONTACT:
December 17, 2003       Lauren Van Wazer
        (202) 418-0030

FCC OPENS PROCEEDING ON SMART RADIOS

Washington, D.C. - In light of the ever increasing demand for radio spectrum, and to facilitate new technologies and services and permit more intensive and efficient spectrum use, the Federal Communications Commission today adopted a Notice of Proposed Rulemaking (Notice) and Order that sets forth proposals and seeks comment on the use and applications for cognitive "smart" radio systems. The Commission's proposals would provide additional technical and operational flexibility for service providers, particularly in rural and underserved areas, and also offer the potential for facilitating increased interoperability for public safety first responders. As a result, consumers may benefit from new and enhanced services.

Smart radios have the technical capability to adapt their use of spectrum in response to information external to the radio. For instance, a system could use geolocation information to determine whether certain transmissions are permissible. Alternatively, such radios could sense their operating or radiofrequency (RF) environment and use this information to determine the optimal frequencies and transmit powers to use, while avoiding harmful interference. Many smart radios also can interpret and transmit signals in different formats or modulation schemes. Because of their technical and operational flexibility, they also make it possible to use vacant spectrum channels - that is, spectrum that may be available in a particular geographic location or during a particular period of time - spectrum that would otherwise go unused.

Certain smart radio capabilities are employed to some extent today in applications such as commercial mobile wireless services and wireless local area networks (WLANs). Further advancements in the technology promise greater future benefits.

The Notice seeks comment on the ways in which the Commission can encourage and remove regulatory impediments to continued development and deployment of smart radio technologies, including, for example, facilitating the ability of licensed spectrum users to deploy them for their own use to increase spectrum efficiency, and to facilitate secondary markets, allowing licensees to lease their spectrum access to third parties using such technologies. The Notice also seeks comment on ways in which smart radios can facilitate opportunistic use of the spectrum by unlicensed devices, while protecting incumbents from harmful interference.

In addition, the Notice seeks comment on rules permitting additional technical flexibility, including allowing unlicensed devices in limited bands to use higher transmit powers in rural and underserved areas. This would potentially reduce network infrastructure costs, facilitating broadband and other services in these areas. The Notice also seeks comment on a specific technical approach that would provide licensees with the ability to retain real-time access to spectrum they lease to third parties, such as public safety entities, if the Commission decides to permit such leasing. Also, the Notice seeks comment on how smart radios could facilitate public safety interoperability. Specifically, because of their frequency agility, smart radios may potentially be used as a communications bridge between two different radio services - effectively translating the signals from one service into the format and frequency of another. This could enhance the ability of different public safety entities to communicate with one another in the event of an emergency.

The Notice also seeks comment on specific applications for smart radios, such as mesh networks and real-time frequency coordination between NGSO satellite and other services. Further, the Notice proposes changes to the Commission's equipment authorization processes to better accommodate software-defined radios and smart radio systems.

Action by the Commission December 17, 2003, by Notice of Proposed Rulemaking and Order (FCC 03-322). Chairman Powell, Commissioners Abernathy, Copps, Martin, and Adelstein, with separate statements issued by Chairman Powell, Commissioners Copps, Martin, and Adelstein.

Office of Engineering and Technology contact: Mr. Hugh L. Van Tuyl, (202) 418-7506, e-mail Hugh.VanTuyl@xxxxxxx or Mr. James Miller, (202) 418-7351, e-mail James.Miller@xxxxxxxx

ET Docket No. 03-108


 FCC

SEPARATE STATEMENT OF
CHAIRMAN MICHAEL K. POWELL

Re: Facilitating Opportunities for Flexible, Efficient, and Reliable Spectrum Use Employing Cognitive Radio Technologies (ET Docket No. 03-108); Authorization and Use of Software Defined Radios (ET Docket No. 00-47), Notice of Proposed Rulemaking and Order (Adopted December 17, 2003)

Today we take another step forward to improve access and efficiency of our Nation's spectrum and to provide opportunities beyond today's horizon. I am pleased to support this item that grew out of the Spectrum Policy Task Force and that explores the many benefits of smart radio technology and its real-time processing capabilities. Last week, I had the pleasure of visiting several high-tech companies and met with tribal communities that are taking advantage of these new and innovative technologies. Recent advances in smart radio technologies have the potential to provide more innovative, flexible, and comprehensive use of spectrum while at the same time minimizing the risk of harmful interference. On a real-time basis, smart radios determine their location or environment, have the flexibility to select the best frequencies to use, know how to avoid interference with existing users, and can use vacant spectrum channels. Not only do they have flexibility to use a variety of frequencies, they also can understand and transmit in many different formats. Smart radio technologies also offer potential solutions to the increasingly crucial interoperability demands facing public safety entities and other licensed users to enable them to coordinate response and recovery efforts and ensure national security. Because they can use different frequencies and modulation techniques, smart radios could also translate signals between two different radio systems. This ability may enable more interoperability between public safety first responders - so that, in an emergency, firefighters from one jurisdiction could more effectively communicate with firefighters in another jurisdiction.

Today's Notice of Proposed Rulemaking and Order is part of a larger effort to expand opportunities for wireless services in rural America. We recently adopted two Notices of Proposed Rulemakings designed to foster advanced telecommunications in rural America. First, an NPRM on how we can clarify rules to minimize regulatory costs and provide incentives to serve rural markets. And second, an NPRM on modified power limits, new technologies such as smart antennas, and streamlined equipment approval.

In this proceeding, we will consider the technical capabilities as well as proposed changes to the Commission's rules and equipment authorization processes to accommodate and enable more efficient use of software defined radio and cognitive radio system technologies. Of special note is the potential of smart radios to facilitate spectrum leasing transactions, including possible leasing of public safety spectrum that would not otherwise be possible without the technology. The possible uses for smart radios are wide ranging. The challenge before the Commission is to determine how we can open the door for these technologies so as not to shut out any of their tremendous potential.

SEPARATE STATEMENT OF
COMMISSIONER MICHAEL J. COPPS

Re: Facilitating Opportunities for Flexible, Efficient, and Reliable Spectrum Use Employing Cognitive Radio Technologies (ET Docket No. 03-108); Authorization and Use of Software Defined Radios (ET Docket No. 00-47), Notice of Proposed Rule Making and Order (Adopted December 17, 2003)

Cognitive radios have the potential to be a powerful tool for increasing spectral efficiency while keeping interference at acceptably low levels. So, I hope that this NPRM keeps us moving in the direction of allowing consumers and companies to take advantage of these new technologies. I am also eager to explore the idea of allowing higher power levels for unlicensed technologies in rural areas. The wireless networking community has been asking for this for a long time now. If higher powers allow them to bring more service to under-served areas, and more competition to areas largely bereft of competition, we are already late to the game. So I'm glad we're moving forward. Finally, I want to note that while this NPRM examines technologies that would allow public safety entities such as police departments and fire companies to lease spectrum to non-public-safety users, I will need to be convinced that this is a good idea before voting to allow it. While I want to increase the efficiency of spectrum use in crowded bands, I will need to see proof that allowing commercial operation in the same bands relied on by policemen and firemen is safe. And I will need to be convinced that the lure of big dollar figures from commercial companies will not lead to states and municipalities living in difficult budget environments to lease out not only extra spectrum, but also core spectrum.

SEPARATE STATEMENT OF
COMMISSIONER KEVIN J . MARTIN

Re: Facilitating Opportunities for Flexible, Efficient, and Reliable Spectrum Use Employing Cognitive Radio Technologies (ET Docket No. 03-108; Authorization and Use of Software Defined Radios (ET Docket No. 00-47), Notice of Proposed Rulemaking and Order

I am very pleased to support this item, which seeks to facilitate the development of cognitive or "smart" radio technology. Cognitive radio technology has truly great potential to improve spectrum access and efficiency. Among other things, the technology allows for greater sharing of spectrum. As I have previously discussed, promoting spectrum sharing is a fundamental part of encouraging efficient spectrum usage. See, e.g., Remarks by Kevin J. Martin to the FCBA Policy Summit & CLE, U.S. Spectrum Policy: Convergence or Co-Existence? (Mar. 5, 2002). While the amount of available spectrum is ultimately limited only by technology, the spectrum supply currently feels very limited. Sharing spectrum is a crucial means to get more mileage out of this important resource. See id. Cognitive radio technology allows for greater spectrum sharing by enabling devices to find and use available spectrum in different frequencies, times, or spaces. This can be as simple as frequency hopping in a wireless local area network or as advanced as DARPA's XG program, which would allow multiple users to share common spectrum by avoiding conflicts in time, frequency, code, and other signal characteristics. I am confident that we will see even greater advances in spectrum sharing through cognitive radio technology, and the Commission should do what it can to facilitate such advances.

Cognitive radio technology also makes possible improved spectrum access in rural areas. Many Wireless Internet Service Providers (WISPs) are using unlicensed spectrum to provide innovative services in rural areas but are finding it difficult to provide adequate signal coverage because of our current Part 15 power limits. This item proposes allowing such providers to increase their power input if they use cognitive radio technology to avoid interference to other users. I am very supportive of this proposal, and I look forward to receiving comments.

Cognitive radio technology also has great potential for enabling interoperability among public safety agencies. Lack of interoperability has been identified as a significant problem in our response to the September 11 attacks and in other disasters involving multiple jurisdictions, and we must all focus on improving interoperability. Cognitive radio technology can play an important part in that improvement by enabling devices to bridge communications between jurisdictions using different frequencies and modulation formats. Through such a mechanism, a fire department from Long Island could communicate effectively with a police department from Manhattan even if they use completely different radio systems. Such interoperability is crucial to enabling public safety agencies to do their jobs.

Accordingly, for all of these reasons, I look forward to receiving comment on how we can best promote cognitive radio technology.

SEPARATE STATEMENT OF
COMMISSIONER JONATHAN S. ADELSTEIN

Re: Facilitating Opportunities for Flexible, Efficient, and Reliable Spectrum Use Employing Cognitive Radio Technologies ET Docket No. 03-108; Authorization and Use of Software Defined Radios (ET Docket No. 00-47), Notice of Proposed Rulemaking and Order

Earlier this year, I had the privilege of helping the Office of Engineering and Technology open its workshop on cognitive radio technologies. At that time, I remarked that cognitive radios can potentially play a key role in shaping our spectrum use in the future. I believe that these technologies should lead to the advent of smarter unlicensed devices that make greater use of spectrum than is possible today. Cognitive radios may also provide licensees with innovative ways to use their current spectrum more efficiently, and to lease their spectrum more easily on the secondary market. I had the opportunity to see cognitive radios demonstrated during the past year and am just amazed by their potential.

It is for all of these reasons that I am so pleased this item on cognitive radios is before us today. I recently restated my interest in having the Commission make more of an effort to get spectrum in the hands of people who are ready and willing to use it. This is such a timely discussion of the very latest radio technologies and of how we can best harness these developments to improve access to spectrum by those providers who want to serve underserved areas. Spectrum is a finite public resource. And in order to improve our country's use of it, we need to improve access to spectrum-based services, and this effort will facilitate that process.

I am particularly pleased with our proposal to allow higher power operation for unlicensed devices operating in rural and other areas of low spectrum use. We heard last month at our wireless ISP forum that operators across the country need improved access to spectrum. Improving access to spectrum can drive broadband deployment deeper and farther into all parts of America. This item takes such an important step in making that broadband deployment more of a reality.

I believe that cognitive radios will play an important role in "spectrum facilitation." That means stripping away barriers - regulatory, economic, or technical - to get spectrum into the hands of operators serving consumers at the most local levels. Cognitive radios can literally leapfrog the technical and legal problems that currently hamper many of today's spectrum access opportunities. Spectrum policy is a two-sided coin: a framework for innovation on one side, with spectrum facilitation on the other. I also find the discussion of interruptible spectrum leasing very interesting. Such a development may enable previously reluctant licensees to explore a technological fix to address some of the current challenges of spectrum leasing. While I remain unsure that we should actually allow public safety licensees to potentially lease their spectrum to commercial providers, I appreciate the value in having a discussion on the technical aspects of interruptible spectrum leasing and its possible use by public safety licensees.


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